Dedicated Online Financial Integrity Network

DOLFIN is a tech platform that equips financial integrity professionals with the continuing education, expert insights, resources and tools needed to protect the integrity of the global financial system.

Risk never rests

In recent years, financial crime, sanctions, and other illicit financing threats have expanded in scope, complexity, and importance—including across money laundering, terrorist financing, proliferation financing, transnational organized crime, and the evasion of sanctions and strategic trade controls. These threats are increasingly impacting the integrity and security of the international financial system.

It is more important than ever for government authorities, financial institutions, and vulnerable industries around the world to adopt or reinvigorate training programs to detect and manage these threats to help safeguard our financial system and collective security.

Platform

Designed by framers of the modern global counter-illicit finance regime, DOLFIN offers a powerful resource for jurisdictions, financial institutions, and industry professionals.

Membership grants unlimited access to our extensive resource library, including:

DOLFIN Daily Digest

A daily compilation of international news and regulatory developments of interest to the financial integrity community

Policy Alerts

Stay current on global policies and considerations with the latest advisory updates

Expert Insights

Explore reports on key industry events including comprehensive analysis and assessments

Library

Access user-friendly reference materials across a comprehensive scope of financial integrity subject matter

Toolkit

Track and implement ever-changing regulatory requirements with specially designed applications, like our Red Flags Database and Sanctions Heat Maps

DOLFIN Monthly Newsletter

A monthly publication that highlights new financial integrity trends and regulatory developments, notable enforcement actions, and upcoming events

Webinars

Watch the latest curated lectures and panel discussions led by industry experts

Podcasts

Hear global industry experts address emerging risks and regulatory and policy changes

Community

Join a global community of leading financial integrity professionals dedicated to protecting the integrity of the financial system

DOLFIN Chat

Generative AI-powered capability provides financial integrity professionals with information, guidance and actionable intelligence

The DOLFIN Advantage

“DOLFIN is a critical component to our onboarding program. It is the primary way that we get new analysts up to speed on the background and details of sanctions, and how we keep that knowledge up to date. DOLFIN’s comprehensive compendium of expertly crafted content in the DOLFIN Library serves as a great resource for our organization. I would recommend DOLFIN to anyone in the financial integrity arena, whether a financial institution, a fintech, or an investigative outfit like ourselves.”

Thomas EwingChief of Analysis, C4ADS

“We chose DOLFIN due to their high-quality content and user-friendly mode of training. The videos are very engaging and bring all the expert knowledge we need. Also, the team at DOLFIN was super helpful with any requests made by us, providing a great service.”

Priscila RoccoPriscila Rocco, Group Head of Financial Crime Prevention, Moneycorp

“DOLFIN’s e-learning platform enhances the skills and knowledge needed to detect and prevent financial crimes. DOLFIN provides our enterprise access to comprehensive resources and employees have the luxury of completing courses and tests on their own time. DOLFIN enables us to track employees’ progress on e-learning plans customized to their positions. It also makes our staff smarter on sanctions topics.”

Nader TimaniCompliance Manager, AM Bank

“DOLFIN’s offering is truly one of a kind in the industry. DOLFIN offers a top-flight FCC training and resource solution for enterprises. DOLFIN’s unique combination of customizable E-Learning Plans and frequently updated Resource Center—all developed and maintained by in-house experts—made choosing DOLFIN as our enterprise solution an easy decision.”

Osman GabeireFormer Federal Reserve Examiner and Chief Compliance Officer

Topics

The DOLFIN Library includes an array of content spanning the following core topics.

Global Counter-Illicit Finance Framework

Introduction to the Counter-Illicit Finance Mission

Mission Objectives, Evolution, and Stakeholders
Overview of Global Counter-Illicit Finance Standards

Anti-Money Laundering/Countering the Financing of Terrorism

Foundations of AML/CFT

Foundations of an AML Program

Advanced AML Issues

Correspondent Relationships
Trade Finance
Gateway Relationships with NBFIs and DNFBPs
Higher-Risk Products
Higher-Risk Customers
Third-Party Payment Processors and New Financial Technologies
Understanding Virtual Assets and Blockchain Technology
Sanctions Risks and Compliance for Virtual Assets and VASPs
Human Trafficking
Regulatory Technology
Actions under Section 311 of the USA PATRIOT Act
FATF Listings and Consequences
Wire Transfers and SWIFT Overview
Information Sharing and GDPR
Considerations for Banking Marijuana-Related Business

Sanctions

Overview: Global Sanctions

Background and Context
Overview of Sanctions Authorities (UN, U.S., EU, UK)
Types of Sanctions
Understanding and Applying Sanctions Lists
Note on Export Controls and Arms Embargoes
U.S. Jurisdiction
OFAC Listing Process
Other U.S. Sanctions Authorities
EU/UK Sanctions Regimes

Sanctions Programs

Afghanistan-Related Sanctions
Burma-Related Sanctions
Belarus-Related Sanctions
Central African Republic Sanctions
China-Related Sanctions and Restrictions
Counter-Narcotics Sanctions
Counterterrorism Sanctions
Cuba Sanctions
Cyber-Related Malicious Activity Sanctions
Democratic Republic of the Congo-Related Sanctions
Election Interference Related Sanctions
Ethiopia-Related Sanctions
Global Magnitsky Sanctions – Targeting Human Rights Violations
Guinea-Related Sanctions
Guinea-Bissau Related Sanctions
Iran Sanctions
Libya-Related Sanctions
Mali-Related Sanctions
Non-Proliferation Sanctions
North Korea Sanctions
Russia and Ukraine-Related Sanctions
Somalia-Related Sanctions
South Sudan-Related Sanctions
Sudan and Darfur-Related Sanctions
Syria Sanctions
Transnational Organized Crime Sanctions
Venezuela-Related Sanctions
Zimbabwe-Related Sanctions

Foundations of a Sanctions Compliance Program

Elements of an Effective Sanctions Compliance Policy
Elements of an Effective Sanctions Compliance Program

Advanced Sanctions Issues

Significance
Shadow Designated Persons
Owned or Controlled by a U.S. Person under Cuba and Iran Sanctions Programs
Higher-Risk Products & Customers: Shipping
Sanctions Unwinding

Sanctions Evasion

The Sanctions Evasion Threat and Global Prohibitions
Iranian Sanctions Evasion
Nicaraguan Corruption Sanctions Evasion
North Korean Sanctions Evasion
Russian Sanctions Evasion
Venezuelan Sanctions Evasion
Human Rights & Corruption Sanctions Evasion

Proliferation Finance and Export Controls

Countering the Financing of Proliferation

Introduction to Proliferation Financing
Sanctions and Other Control Measures
Role of the Financial Action Task Force in Counter-Proliferation
Typologies
Risks
Key Considerations for Financial Institutions

Export Controls

Overview and Frequently Asked Questions
Purpose and Basis
Multilateral Export Control Regimes
Export Control Red Flags
Elements of an Export Controls Compliance Program
Enforcement and Voluntary Self-Disclosure (VSD)
Case Studies
Key Considerations
Appendix: Export Controls Decision Tree

Anti-Bribery and Corruption, Fraud

Foundations of Anti-Bribery and Corruption

Key Terms
Global ABC Standards
Key Drivers of Bribery and Corruption Risk
Elements of an Effective ABC Regime

Foundations of Fraud

Global Fraud Standards and Legislation
Fraud and Financial Institutions
Bank Fraud Typologies

Investment Security

Committee on Foreign Investment in the United States

What Is CFIUS?
Key Issues
Notable CFIUS Actions
Key Considerations for the Private Sector

International Investment Security Measures

International Measures

FCC Enforcement Actions

Lessons Learned from FFCC Enforcement Actions

AML Enforcement Actions
Sanctions Enforcement Actions
Anti-Bribery and Corruption Enforcement Actions

Public Sector Authorities

Supervision

The Financial Action Task Force
Risk Assessment
Preventive Measures for the Financial Sector
Principles of AML/CFT Supervision
Enforcement Measures
Domestic and International Cooperation
FATF Mutual Evaluation Process

Financial Intelligence Units

General Considerations
Structures and Resources
Autonomy and Operational Independence
Reporting Frameworks
Core Functions
Additional Functions
International Cooperation
Public-Private Financial Intelligence Sharing Partnerships

Financial Investigations

Financial Sector Vulnerabilities to Abuse
The Counter ML/TF Apparatus
Basic Analytic Tradecraft
Investigations
Money Laundering and Major Predicate Crimes
Terrorist Financing and Proliferation Financing

AML/CFT Prosecution

Principles and Prosecutorial Procedures
Money Laundering Prosecutions
Prosecuting Terrorist Financing Cases
Asset Forfeiture

Contact Us

For questions or to set up a call to learn more about DOLFIN, please fill out the form below.