Compliance Best Practices

Delve into expert strategies and global guidelines for enhancing compliance programs, risk management, and organizational integrity within the financial sector.

Digital Assets in the Crosshairs

As the digital economy burgeons, cryptocurrencies, tokens, and NFTs have shifted from niche investments to central elements in global finance. Yet, this rapid growth brings complex challenges, especially in the realm of financial security and regulatory compliance. Explore how these assets are increasingly being used to fund activities that threaten global security.

How to Avoid Becoming an Unwitting Facilitator of Russian Sanctions Evasion

What steps can organizations take to avoid becoming unwitting suppliers of critical components and tools for the Russian military?

The Importance of a Sanctions Compliance Program – Top 5 Mitigating Measures Highlighted by OFAC in 2023

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OFAC in 2023 reached settlements with 17 companies, collecting more than $1.5 billion in penalties. Mitigating factors can help reduce the severity of penalties imposed by OFAC for sanctions violations and often involve significant remedial measures and enhancements to a company’s sanctions compliance program.

What Financial Institutions Can Learn from the Binance Settlement

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Explore lessons learned from the recent Binance settlement including risk mitigation strategies for banks and other financial institutions.